Financial Regulated Services
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Contact usFinancial Regulated Services pre-employment checks matter now more than ever.
We have a lot of experience in this field and with corporate finance checks, having performed them for insurance companies, banks, and financial investment firms, to mention a few. We also perform checks on software houses, call centers, and recruiting agencies that supply products and services in areas regulated by the Financial Conduct Authority (FCA) and Prudential Regulation Authority (PRA).
Due to varying degrees of risk, kind of marketplace, what is needed of them by their customers, authorities, and other factors, the checks we do to ensure their employees satisfy the Fit and Proper requirements.
The checks can vary from company to company. RiskReduct is well-positioned to advise you on what pre-employment vetting and continuous screening checks you should conduct due to the broad nature of the regulatory and compliance required by the FCA
Due to varying degrees of risk, kind of marketplace, what is needed of them by their customers, authorities, and other factors, the checks we do to ensure their employees satisfy the Fit and Proper requirements.
The checks can vary from company to company. RiskReduct is well-positioned to advise you on what pre-employment vetting and continuous screening checks you should conduct due to the broad nature of the regulatory and compliance required by the FCA
These are some of the Pre-employment or due diligence checks that organisations may want to consider running in Financial Regulated Services sector
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DBS Standard Criminality CheckNoneMore details
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Personal Contact DetailsNoneMore details
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Tenant Credit CheckNoneMore details
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Identity CheckMore details
Identify Check is the process in which we check if the candidate has provided accurate and authentic information about their true identity. Using data from the UK credit reference agencies, we verify and validate the full name, age, current address, and other personal submitted by the applicant against the records held by the CRA and other authentic third-party organisations.
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Employment History : 1 yearNoneMore details
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DBS Enhanced Criminality CheckNoneMore details
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Personal InformationNoneMore details
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Passport CheckNoneMore details
Packages
Select the best package that suits your recruitment strategy
FCA Screening Checks
- Address Verification Check
- Adverse Media Check
- DBS Standard Criminality Check
- Directorship Check
- Declaration
- Document Upload Check
- Employment History : 5 years
- Identity Check
- Name Verification
- Passport Check
- Personal Contact Details
- Personal Information
- PEP, Sanctions and Enforcement Check
- HMRC Starter Checklist
SMCR non-SMF Non Executive Director
- Address Verification Check
- Adverse Media Check
- Company Check
- DBS Basic Criminality Check
- Directorship Check
- Declaration
- Document Upload Check
- Financial Integrity (Credit) Check
- Educational Check
- SMCR Regulated Employment References - 6 years
- FCA Fitness and Propriety Assessment
- Identity Check
- Name Verification
- Passport Check
- Personal Contact Details
- Personal Information
- Professional Qualifications Check
- Right to Work Check
- PEP, Sanctions and Enforcement Check
- Self Employment Check
- Validate & Submit Application
SMCR Certification Function
- Address Verification Check
- Adverse Media Check
- Company Check
- DBS Basic Criminality Check
- Directorship Check
- Declaration
- Document Upload Check
- Financial Integrity (Credit) Check
- Educational Check
- SMCR Regulated Employment References - 6 years
- FCA Fitness and Propriety Assessment
- Identity Check
- Name Verification
- Passport Check
- Personal Contact Details
- Personal Information
- Professional Qualifications Check
- Right to Work Check
- PEP, Sanctions and Enforcement Check
- Self Employment Check
- Validate & Submit Application
SMCR Regulated SMF
- Address Verification Check
- Adverse Media Check
- Company Check
- DBS Standard Criminality Check
- Directorship Check
- Declaration
- Document Upload Check
- Financial Integrity (Credit) Check
- Educational Check
- SMCR Regulated Employment References - 6 years
- FCA Fitness and Propriety Assessment
- Identity Check
- Name Verification
- Passport Check
- Personal Contact Details
- Personal Information
- Professional Qualifications Check
- Right to Work Check
- PEP, Sanctions and Enforcement Check
- Self Employment Check
- Validate & Submit Application